SEC to Host Webinar for Large Firms on Regulation S-P

SEC to Host Webinar for Large Firms on Regulation S-P

The Securities and Exchange Commission today announced it will hold a series of three compliance outreach events regarding the 2024 adoption of amendments to Regulation S-P. The first event, for large firms, is a webinar scheduled for Sept. 25 from 1 p.m…

SEC Hosts Webinar for Large Firms on Regulation S-P

The Securities and Exchange Commission (SEC) has announced it will hold a series of compliance outreach events regarding the 2024 adoption of amendments to Regulation S-P. The first event, a webinar for large firms, is scheduled for September 25 from 1 p.m.

Regulation S-P: A Closer Look

Regulation S-P governs the disclosure of nonpublic personal information by financial institutions and their affiliates. The SEC's upcoming amendments aim to strengthen consumer protection and enhance transparency in data collection practices. With the increasing emphasis on data security, these changes are crucial for large firms to maintain compliance.

Risk Assessment

We assess the risk level of this news as high, with a credibility rating of high. Large firms should prioritize attending this SEC webinar to stay compliant with impending Regulation S-P amendments. Failure to comply may result in significant penalties.

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Risk Assessment

Risk level: high

Investor note: Large firms should prioritize attending this SEC webinar to stay compliant with impending Regulation S-P amendments.

Related Tools for Serious Investors

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