SEC Issues Exemptive Order Regarding Compliance with Certain Rules Under Regulation NMS
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SEC Issues Exemptive Order Regarding Compliance with Certain Rules Under Regulation NMS
The Securities and Exchange Commission today issued an order granting temporary exemptive relief from certain compliance dates adopted under Regulation NMS: Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders as follows:…
The SEC's exemptive order addresses three areas of concern:
- Minimum Pricing Increments
- Access Fees
- Transparency of Better Priced Orders
Risk Level: High - Credibility: High
U.S. retail investors are advised to exercise caution due to potential trading disruptions caused by regulatory changes.
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Risk level: high
Investor note: U.S. retail investors: be cautious of potential trading disruptions due to regulatory changes.
This article is based on publicly available information from multiple financial news sources.
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