SEC Announces Roundtable on Rule 611 of Regulation NMS at the University of Austin

SEC Announces Roundtable on Rule 611 of Regulation NMS at the University of Austin

The Securities and Exchange Commission announced today that it will hold a roundtable on Dec. 16, 2025, to discuss Rule 611 of Regulation NMS and other, associated rules and regulatory requirements. This roundtable is a follow-up to the SEC’s Sept. 18,…

SEC Announces Roundtable on Rule 611 of Regulation NMS at the University of Austin

The Securities and Exchange Commission (SEC) is hosting a roundtable discussion on December 16, 2025, to examine Rule 611 of Regulation NMS and related regulatory requirements.

What's Behind the Roundtable?

  • Rule 611, also known as the Order Protection Rule, governs the interaction between trading centers in the U.S. equity markets.
  • The roundtable follows a September 18 announcement by the SEC to review and refine market structure regulations.

Risk Assessment

Our internal risk analysis indicates a medium risk level with high credibility, warning that market participants should be aware of potential changes to trading rules and regulations.

Staying Ready

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The SEC's roundtable discussion on Rule 611 of Regulation NMS is a significant development in the world of financial regulation. Market participants should stay informed and be prepared for potential changes to trading rules and regulations.

Risk Assessment

Risk level: medium

Investor note: Market participants should be aware of potential changes to trading rules and regulations.

Related Tools for Serious Investors

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