SEC Announces Roundtable on Rule 611 of Regulation NMS at the University of Austin

SEC Announces Roundtable on Rule 611 of Regulation NMS at the University of Austin

The Securities and Exchange Commission announced today that it will hold a roundtable on Dec. 16, 2025, to discuss Rule 611 of Regulation NMS and other, associated rules and regulatory requirements. This roundtable is a follow-up to the SEC’s Sept. 18,…

SEC Holds Roundtable on Regulation NMS

The U.S. Securities and Exchange Commission announced today that it will hold a roundtable on Dec. 16, 2025, to discuss Rule 611 of Regulation NMS and other associated rules and regulatory requirements. This roundtable is a follow-up to the SEC's Sept. 18, 2025, announcement regarding potential changes to the regulation. The discussion will focus on how to improve the fairness and efficiency of stock trading in the U.S. market.

Rule 611 Review

Regulation NMS, also known as "Order Protection," aims to prevent broker-dealers from quoting prices that are higher or lower than the best bid or offer for a security. The SEC will review Rule 611 and associated rules, such as Trade Reporting Facility (TRF) requirements, during the roundtable. The discussion may lead to future regulatory actions, which can impact the markets. Investors should monitor updates on this story.

Risk Assessment

Our risk analysis indicates a high level of risk for market fluctuations due to potential changes in regulation.

  • Credibility: High
  • Warning for readers: A roundtable discussion may lead to future regulatory actions, which can impact the markets; monitor for updates.

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Risk Assessment

Risk level: high

Investor note: A roundtable discussion may lead to future regulatory actions, which can impact the markets; monitor for updates.

Related Tools for Serious Investors

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