SEC Announces Roundtable on Rule 611 of Regulation NMS

The Securities and Exchange Commission announced plans to host a roundtable discussion on Dec. 16, 2025, at the University of Austin. The event will focus on Rule 611 of Regulation NMS and associated rules.

What's Behind the Roundtable?

The SEC has been reviewing market structure regulations in recent months. This roundtable is part of that effort to gather input from industry participants, academics, and other stakeholders. The commission aims to assess the effectiveness of current rules and identify areas for improvement.

Why It Matters

• The discussion around Rule 611 and related regulations could lead to changes in market structure, potentially impacting stock prices and investor behavior.
• This roundtable follows a September announcement from the SEC, indicating ongoing efforts to refine regulatory frameworks.

Risk Assessment

We rate this news as high risk due to its potential impact on market rules. Be aware that regulatory discussions can precede significant changes to market regulations, potentially affecting your investments.

Staying Ready

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