SEC Announces Agenda and Panelists for Roundtable on Rule 611 of Regulation NMS

SEC Announces Agenda and Panelists for Roundtable on Rule 611 of Regulation NMS

The Securities and Exchange Commission today announced the agenda and panelists for its Dec. 16, 2025, roundtable on Rule 611 of Regulation NMS and other associated rules and regulatory requirements.The roundtable will be held at the University of Austin…

SEC Roundtable on Rule 611 of Regulation NMS: Key Takeaways and Implications

The Securities and Exchange Commission has announced the agenda and panelists for its upcoming roundtable on Rule 611 of Regulation NMS. The event, set to take place on December 16, 2025, will explore the rule's impact on trading volumes and prices.

Regulatory Focus

Rule 611 of Regulation NMS requires national securities exchanges to impose minimum quote requirements for listed stocks. The SEC's roundtable aims to discuss the effectiveness of this rule in promoting fair and efficient markets. The panel will feature experts from various sectors, including industry associations, broker-dealers, and regulators.

  • SEC Commissioner Allison Lee will moderate the discussion
  • Participants include representatives from the Investment Company Institute, the Securities Industry and Financial Markets Association, and the National Securities Clearing Corporation

Risk Assessment

We assess the risk level for this news event as high. Regulatory changes can significantly impact trading volumes and prices in the short term.

Warning: Be aware that this news might affect trading volumes and prices in the short term due to potential regulatory changes.

Staying Ready

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Risk Assessment

Risk level: high

Investor note: Be aware that this news might affect trading volumes and prices in the short term due to potential regulatory changes.

Related Tools for Serious Investors

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