SEC Announces Agenda and Panelists for Roundtable on Rule 611 of Regulation NMS

SEC Announces Agenda and Panelists for Roundtable on Rule 611 of Regulation NMS

The Securities and Exchange Commission today announced the agenda and panelists for its Dec. 16, 2025, roundtable on Rule 611 of Regulation NMS and other associated rules and regulatory requirements.The roundtable will be held at the University of Austin…

SEC Sets Stage for Rule 611 Roundtable

The Securities and Exchange Commission (SEC) has announced the agenda and panelists for its upcoming roundtable on Rule 611 of Regulation NMS, which will be held on December 16, 2025.

The discussion will focus on the rule's impact on market structure and trading practices, as well as potential changes to associated rules and regulatory requirements.

Why it Matters

  • Rule 611 has significant implications for market makers, liquidity providers, and other participants in the U.S. equity markets.
  • The roundtable's discussion will likely shape the SEC's future regulatory decisions on trading rules and market structure.

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Risk Assessment

Our internal risk analysis indicates a high credibility level, but also warns of significant market implications arising from potential changes to Rule 611 and associated rules.

  • Risk Level: High
  • Credibility: High
  • Warning for Readers: U.S. retail investors should be aware that this news may signal upcoming changes to market rules and regulations, which could impact trading strategies and risk management.

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Risk Assessment

Risk level: high

Investor note: U.S. retail investors should be aware that this news may signal upcoming changes to market rules and regulations.

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