SEC and CFTC Extend Form PF Compliance Date

The Securities and Exchange Commission and U.S. Commodity Futures Trading Commission have extended the compliance deadline for investment advisers to file confidential reports using Form PF, a key regulatory requirement. The new deadline is October 1, 2026.

Why it Matters

• The extension provides more time for investment advisers to adapt to increased reporting demands and maintain transparency in their operations.
• This move underscores the importance of compliance with regulatory requirements in the financial industry, ensuring that firms are equipped to meet evolving standards.

Risk Assessment

According to our risk analysis system, this development carries a high risk level and high credibility. U.S. investment advisers have more time to comply with new reporting requirements, but will eventually need to adapt to increased transparency demands.

• Warning for readers: This extension does not eliminate the ultimate need for investment advisers to comply with Form PF amendments; it merely delays the deadline.

Staying Ready: Tools for Serious Investors

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