SEC and CFTC Extend Form PF Compliance Date to Oct. 1, 2026

SEC and CFTC Extend Form PF Compliance Date to Oct. 1, 2026

The Securities and Exchange Commission and U.S. Commodity Futures Trading Commission each voted to further extend the date for investment advisers to comply with amendments to Form PF, the confidential reporting form used by certain private fund advisers…

SEC, CFTC Extend Form PF Compliance Deadline

The Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) have voted to extend the compliance deadline for investment advisers to submit confidential reports using Form PF. The new deadline is October 1, 2026.

The extension gives firms affected by the amendments more time to assess their compliance procedures and implement necessary changes.

What's Changed?

  • The SEC and CFTC have jointly approved an extension of the Form PF compliance deadline from the original date of October 1, 2025.
  • The decision aims to provide additional time for investment advisers to adapt to updated reporting requirements.

Risk Assessment

Our analysis indicates a high risk level associated with this development. The extension may prompt investment firms to reassess their compliance procedures, potentially leading to increased costs and operational complexity.

We recommend that affected firms review the amended Form PF requirements and adjust their internal processes accordingly.

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Risk Assessment

Risk level: high

Investor note: Investment firms affected by Form PF may need to reassess their compliance procedures.

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